Paraplanner (1138)

Ref: 1138

Our client, a leading independent financial advisory firm in Exeter. Are seeking to recruit a Paraplanner to be based at their Exeter office. This position offers the opportunity to provide technical and paraplanning support to the firm’s advisers. You maybe qualified or part qualified CII, study support would be provided.

Paraplanner Responsibilities and Requirements:

  • To support the Compliance Manager in ensuring the firm operates in a compliant manner.  This will include assisting with maintenance of records for the firmwide ‘Systems and Controls’ and T&C functions.
  • To provide cover for the Practice Manager in their absence.
  • Maintain excellent standards of communications with both internal and external customers, both orally and written which will include letters and emails.
  • To ensure that client files and records, both paper and electronic, are up to date, neat and that the information contained within is, as far as possible, correct.  Identify and investigate any anomalies in the information held on file in either or both formats.
  • Be aware of and adhere to the firm’s policies in respect of Anti-Money Laundering Regulations, Data Protection and other compliance procedures including Treating Customers Fairly requirements.


Company Benefits:

  • 21 days annual leave as well as 8 annual public holiday dates.
  • The firm encourages staff members to further their industry - Study support provided
  • Parking provided in central Exeter
  • 35 hours per week 9am-5pm

If you would like to find out more details about this role, apply today!

Recruitment Consultant: Joanne Howe

Ref: JH 8914