vacancy

Financial Advisor (527)

Ref: 527

Ref: 8249

● Flexible work patterns  ● Potential for Hybrid Working

Summary:

Cathedral Appointments is on the lookout for a Financial Advisor to join a highly respected, established Financial Services firm on a full-time, permanent basis.  You will be working with the Chairman of the company, ensuring that client files are compliant and  maintained to a high standard.  You should possess a minimum of a Level 4 Diploma in Financial Services and a minimum of 3 years experience within the administration or paraplanning sectors.

 

What will you be doing?

  • Ensuring that client files are maintained to the highest standard.
  • Eventually taking the responsibility of your own client bank which will be sourced by the firm.
  • Considering retail investment products and providers available to meet client’s needs.
  • Attending client meetings with the Chairman and taking down notes throughout.
  • Completing the Fact Find/ Know Your Client process laid out by the firm as well as the RPQ and risk profile discussion on behalf of the chairman.
  • Debriefing the Bespoke Client Manager & Administration.
  • Putting the needs of Clients first and conducting the firm’s business in line with the firm’s contractual obligations.
  • Providing full information to the allocated paraplanner in order to write individualised suitability reports.
  • Making constructive contributions to the continual development of the firm.

 

Skills/Qualifications:

  • A minimum of a Level 4 Diploma in Financial Services (ideally working towards Level 6).
  • A minimum of 3 years’ experience within technical administration/paraplanning.
  • Demonstrable practical awareness and up to date knowledge of retail financial products and current regulatory expectations.
  • A positive approach to working with keen attention for detail and an eagerness to complete tasks to the highest standards.
  • An analytical problem solver who can effectively prioritise tasks.

 

Rewards/Benefits:

This role offers a competitive salary and a generous benefits package. It’s a firm which is open to flexible working and a hybrid approach. If you possess a Level 4 Diploma in Financial Services and you have a minimum of 3 years experience within the administration/paraplanning sectors, this role could be the perfect opportunity for you.

 

Recruitment Consultant: Joanne Howell.

 

Closing Date: All suitable candidates will be submitted as soon as received; our client reserves the right to appoint before the closing date.  Please note that due to the volume of applications, if you haven’t received a response within 5 days of applying, then unfortunately on this occasion you won’t have been successful. 

Disclaimer: Cathedral Appointments Limited acts as an employment agency for permanent recruitment and as an employment business for the supply of temporary workers. By applying for this job, you accept our Privacy Policy which can be found on our website. Please be advised that if unsuccessful for this role we will hold your details on our database and may be contacted for other suitable vacancies. If you do not want us to do this, please let Cathedral Appointments know.

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